Alan S. Halka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan S. Halka was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2001. Alan had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2008 - December 31, 2018
PREMIER RETIREMENT PLANNING GROUP, LLC
January 18, 2007 - April 3, 2008
WORKMAN SECURITIES CORPORATION
January 8, 2007 - April 3, 2008
WORKMAN SECURITIES CORPORATION
October 31, 2005 - June 15, 2006
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
January 13, 2004 - April 12, 2005
STRATEGIC ADVISERS LLC
January 10, 2001 - April 12, 2005
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PREMIER RETIREMENT PLANNING GROUP, LLC
CRD#: 146535 / SEC#:
Contact information
Red Flags
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