Alexander R. Cooke

OPTIMIST CAPITAL

Palm Beach Gardens, FL 33410

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CRD#: 4325623

Professional summary

Alexander Runels Cooke is a registered financial advisor currently at OPTIMIST CAPITAL located in Palm Beach Gardens, Florida.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Alexander has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Runels Cooke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2018 - Present

OPTIMIST CAPITAL

Office #1: 2401 Pga Blvd Suite 148, Palm Beach Gardens, FL 33410

RIA

CRD#: 292023

Palm Beach Gardens, FL

Past

February 9, 2018 - May 4, 2018

OPTIMIST CAPITAL

RIA

CRD#: 292023

PALM BEACH GARDENS, FL

Past

September 8, 2017 - December 6, 2017

FAIRFIELD, BUSH & CO.

RIA

CRD#: 105970

NEW HAVEN, CT

Past

March 24, 2017 - July 11, 2017

FAIRFIELD, BUSH & CO.

RIA

CRD#: 105970

NEW HAVEN, CT

Past

March 4, 2013 - March 8, 2017

FAIRFIELD, BUSH & CO.

RIA

CRD#: 105970

PORTER RANCH, CA

Past

May 12, 2005 - February 19, 2016

FAIRFIELD RESEARCH SECURITIES CORPORATION

CRD#: 19744

NEW CANAAN, CT

Past

October 23, 2002 - August 3, 2004

MAIN STREET MANAGEMENT COMPANY

RIA

CRD#: 547

WALLINGFORD, CT

Past

October 23, 2002 - August 3, 2004

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

May 14, 2002 - December 3, 2002

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/2019)

IAR

Florida
(6/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/27/2003

General Securities Principal Examination

Current Firm

OPTIMIST CAPITAL

OPTIMIST CAPITAL | OPTIMIST CAPITAL LLC

CRD#: 292023 / SEC#: 801-112387

RIA

Registered Investment Advisory firm - (5/4/2018 Terminated)

California

Registered Investment Advisory firm - (7/25/2019 Approved)

Florida

Registered Investment Advisory firm - (6/13/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2401 Pga Blvd Suite 148, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 771-8077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 88,701,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander R. Cooke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Runels Cooke's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMIST CAPITAL

FAIRFIELD, BUSH & CO.

FAIRFIELD, BUSH & CO.

FAIRFIELD, BUSH & CO.

FAIRFIELD RESEARCH SECURITIES CORPORATION

MAIN STREET MANAGEMENT COMPANY

MAIN STREET MANAGEMENT COMPANY

PRIME CAPITAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2013

Series 63

Date: 5/31/2002

SIE

Date: 2/19/2016

Series 7

Date: 5/13/2002

Series 24

Date: 1/27/2003

Current Firm

OPTIMIST CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPTIMIST CAPITAL

TRUST BUT VERIFY

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