Peter E. Spreadbury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Edward Spreadbury was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1970. Peter had worked at 8 firms and has passed the Series 63, SIE, PC, Series 1, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2004 - December 16, 2016
WESTBURY GROUP LLC
November 28, 2000 - June 21, 2004
WGS CAPITAL, LLC
May 5, 1997 - August 2, 2000
B. RILEY SECURITIES, INC.
April 4, 1995 - December 24, 1996
CREDIT AGRICOLE SECURITIES (USA) INC.
June 19, 1991 - October 11, 1994
UBS SECURITIES LLC
January 22, 1976 - June 24, 1991
CITIGROUP GLOBAL MARKETS INC.
October 23, 1972 - February 21, 1976
LOEB RHOADES & CO INC
August 3, 1970 - June 25, 1972
FAHNESTOCK INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 12/16/1966
Registered Representative ExaminationSeries 40
Date: 9/26/1974
Registered Principal ExaminationSeries 12
Date: 9/9/1968
NYSE Branch Manager ExaminationCurrent Firm
WESTBURY GROUP LLC
CRD#: 129985 / SEC#: , 8-66284
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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