John M. Devlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Manning Devlin, who also goes by John Manning Devlin Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 6 firms and has passed the Series 66 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2010 - December 20, 2012
LEGEND SECURITIES, INC.
October 6, 2005 - December 20, 2006
STELLAR ADVISORS, INC
September 22, 2004 - December 31, 2008
MCKIM CAPITAL, INC.
June 15, 2001 - October 28, 2002
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 1, 2001 - June 15, 2001
J.P. MORGAN SECURITIES INC.
February 13, 2001 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
