Kieron C. Inalsingh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kieron Creig Inalsingh, CFP®, who also goes by Kieron C Inalsingh, was a registered financial professional .
Kieron is a previously registered financial professional and started their career in finance in 2001. Kieron had worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
March 31, 2014 - December 1, 2014
SPC
March 26, 2014 - December 1, 2014
SIGMA FINANCIAL CORPORATION
April 10, 2013 - July 25, 2013
AUSDAL FINANCIAL PARTNERS, INC.
April 10, 2013 - July 25, 2013
AUSDAL FINANCIAL PARTNERS, INC.
January 21, 2011 - February 7, 2013
VALIC FINANCIAL ADVISORS, INC.
January 11, 2011 - February 7, 2013
VALIC FINANCIAL ADVISORS, INC.
July 21, 2008 - October 26, 2009
CETERA INVESTMENT ADVISERS LLC
July 21, 2008 - October 26, 2009
CETERA FINANCIAL SPECIALISTS LLC
March 10, 2008 - May 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 2008 - May 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2006 - January 7, 2008
BMO HARRIS FINANCIAL ADVISORS, INC.
September 18, 2006 - January 7, 2008
BMO HARRIS FINANCIAL ADVISORS, INC.
March 24, 2006 - April 7, 2006
WELLS FARGO INVESTMENTS, LLC
March 24, 2006 - April 7, 2006
WELLS FARGO INVESTMENTS, LLC
February 23, 2004 - September 26, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
February 23, 2004 - September 26, 2005
IDS LIFE INSURANCE COMPANY
February 23, 2004 - September 26, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
December 8, 2003 - February 12, 2004
PFS INVESTMENTS INC.
March 12, 2001 - December 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2001 - December 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
