Christian A. Paul
Professional summary
Christian A Paul was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christian is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Christian had worked at 2 firms, which includes WORTH FINANCIAL GROUP INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2010 - October 24, 2016
WORTH FINANCIAL GROUP INC.
May 19, 2010 - October 24, 2016
WORTH FINANCIAL GROUP INC.
February 22, 2001 - May 21, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2001 - May 21, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WORTH FINANCIAL GROUP INC.
CRD#: 13478 / SEC#: , 8-29827
Contact information
FINRA licenses (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,539,237 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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