ZP
Zaheer Poptani
ASEMPA WEALTH ADVISORS
Baton Rouge, LA 70809
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CRD#: 4325262
ZP
Professional summary
Zaheer Poptani, who also goes by Zameer Poptani, is a registered financial advisor currently at ASEMPA WEALTH ADVISORS located in Baton Rouge, Louisiana.
Zaheer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Zaheer has worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zameer Poptani
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CEO; PopRose Inc dba WealthTeamWork; Is the business investment related: Yes; Location of the business: 6932 Solitude Creek Court Frisco Texas 75036 United States; Description of the business: An app for Financial Advisors to use to communicate and collaborate with their clients and their Professional Service Providers.; Responsibilities Duties: CEO; Start date with business: 2023-06-01; Hours per month devoted to business during trading hours: 40; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; Board Member; ParkZen; Is the business investment related: No; Location of the business: Lousiana Tech Park Baton Rouge LA 70801 USA; Description of the business: ParkZen is an AI parking app.; Responsibilities Duties: Governance, advice and oversight.; Start date with business: 2022-12-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; Board Member; Max Boring; Is the business investment related: No; Location of the business: n/a Gramercy LA 70801 USA; Responsibilities Duties: Governance; Start date with business: 2023-01-07; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Zaheer Poptani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2023 - Present
ASEMPA WEALTH ADVISORS
Office #1: 8440 Jefferson Hwy Suite 401, Baton Rouge, LA 70809RIA
CRD#: 328609
Baton Rouge, LA
Past
November 19, 2009 - October 10, 2023
DENT WEALTH ADVISORS
RIA
CRD#: 151943
BATON ROUGE, LA
Past
January 2, 2009 - December 14, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BATON ROUGE, LA
Past
July 8, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
BATON ROUGE, LA
Past
March 9, 2001 - December 14, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ASEMPA WEALTH ADVISORS
ASEMPA LLC | ASEMPA, LLC | ASEMPA WEALTH ADVISORS
CRD#: 328609 / SEC#: 801-129040
RIA
Registered Investment Advisory firm - (11/9/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AW
ASEMPA WEALTH ADVISORS
ASEMPA LLC | ASEMPA, LLC | ASEMPA WEALTH ADVISORS
CRD#: 328609 / SEC#: 801-129040
RIA
Registered Investment Advisory firm - (11/9/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8440 Jefferson Hwy Suite 401, Baton Rouge, LA 70809
Mailing Address
Phone number
(225) 529-9329
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 339 |
| AUM (Assets Under Management) | $ 203,200,961 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASEMPA WEALTH ADVISORS
CRD#: 328609Baton Rouge, LA 70809TRUST BUT VERIFY
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