CR
Christopher D. Risher
AE WEALTH MANAGEMENT
Louisville, KY 40243
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CRD#: 4325125
CR
Professional summary
Christopher Douglas Risher, who also goes by Chris D Risher, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Louisville, Kentucky.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris D Risher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) C. RISHER FINANCIAL, LLC; NON-INVESTMENT-RELATED; 11803 BRINLEY AVE SUITE 201, LOUISVILLE, KY 40243; INSURANCE SALES; MANAGER/MEMBER; START DATE 04/2010; APPROX 160 HRS/MONTH; APPROX 3 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) REVOLUTIONARY FINANCIAL GROUP; NO INVESTMENT-RELATED; 11803 BRINLEY AVE SUITE 201, LOUISVILLE, KY 40243; INSURANCE SALES; SENIOR ADVISOR/INDEPENDENT CONTRACTOR; START DATE 05/2019; APPROX 140 HRS/MONTH; APPROX 140 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.) LEGAL SHIELD; NO INVESTMENT-RELATED; 5004 HIGGINS VIEW LANE, FISHERVILLE, KY 40023; LEGAL SERVICES AND IDENTITY THEFT PROTECTION; INDEPENDENT CONTRACTOR; START DATE 10/2015; APPROX 1 HR/MONTH; APPROX 0 HRS/MONTH DURING TRADING; MARKET LEGAL AND IDENTITY THEFT SERVICES. 4.) CONSUMER CHOICE INDEPENDENT INSURANCE; NO INVESTMENT-RELATED; 1230 S HURSTBOURNE PKWY SUITE 225, LOUISVILLE, KY 40222; INSURANCE SALES; PARTNER; START DATE 01/2019; APPROX 12 HRS/MONTH; APPROX 12 HRS/MONTH DURING TRADING; PROPERTY AND CASUALTY INSURANCE SALES AND SERVICES. 5.) LEDGESTONE WEALTH ADVISORS; YES INVESTMENT-RELATED; 5004 HIGGINS VIEW LN, FISHERVILLE, KY 40023; LLC FOR OPERATING EXPENSES; OWNER/MANAGER; START DATE: 08/02/2021; APPROX 1 HRS/MONTH; APPROX 1 HRS/MONTH DURING TRADING; BALANCE THE CHECKBOOK. 6.) Red Referrals; Yes Investment Related; 1701 Herr Ln, Louisville, KY 40222; Referrals; Member; Start Date: 09/2024; Approx 2 Hrs/Month; Approx 2 Hrs/Month during Trading; Referral Group. 7.) FMT Solutions; Investment Related: Yes; 9450 SW Gemini Dr, PMB 19372, Beaverton OR 97008, United States; I will be teaching adult education about retirement. Multiple classes; Guest Speaker; Start Date 09/2025; Approx hours per month: 06; Approx hours during trading: 06; I will be teaching adult education about retirement. Multiple classes.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Douglas Risher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2024 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 11803 Brinley Ave Ste 100, Louisville, KY 40243RIA
CRD#: 282580
Louisville, KY
Past
January 6, 2023 - April 8, 2024
REVOLUTIONARY WEALTH MANAGEMENT, CORP.
RIA
CRD#: 142724
LOUISVILLE, KY
Past
October 19, 2021 - January 9, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
LOUISVILLE, KY
Past
January 21, 2014 - April 10, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
LOUISVILLE, KY
Past
January 21, 2014 - January 8, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
LOUISVILLE, KY
Past
July 18, 2012 - January 24, 2014
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
LOUISVILLE, KY
Past
July 18, 2012 - January 24, 2014
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
LOUISVILLE, KY
Past
October 24, 2011 - November 9, 2011
WADDELL & REED
RIA
CRD#: 866
LOUISVILLE, KY
Past
October 21, 2011 - November 9, 2011
WADDELL & REED
BD
CRD#: 866
LOUISVILLE, KY
Past
November 1, 2010 - July 26, 2012
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
LOUISVILLE, KY
Past
March 16, 2009 - July 26, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LOUISVILLE, KY
Past
January 1, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
FORT WAYNE, IN
Past
January 1, 2001 - March 9, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(4/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Louisville, KY 40243TRUST BUT VERIFY
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