Aloysius M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aloysius Martin Brown, who also goes by Marty Brown, was a registered financial professional .
Aloysius is a previously registered financial professional and started their career in finance in 2001. Aloysius had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2018 - May 11, 2021
WORTHYNEST LLC
November 14, 2016 - June 29, 2018
PROSPERITY CAPITAL ADVISORS
March 23, 2016 - January 11, 2017
SHEARWATER CAPITAL
August 25, 2015 - March 10, 2016
RUBINBROWN ADVISORS LLC
October 6, 2010 - March 16, 2015
CLARIS ADVISORS, LLC
March 19, 2007 - September 22, 2010
BUCKINGHAM STRATEGIC WEALTH, LLC
June 8, 2005 - March 20, 2007
BUCKINGHAM ASSET MANAGEMENT INC
January 12, 2001 - December 31, 2001
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WORTHYNEST LLC
CRD#: 284872 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 14,312,151 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
