Frederick William Spoor
Professional Summary
Frederick William Spoor, who also goes by Usafrederick William Spoor, is a registered financial advisor currently at BUELL SECURITIES CORP. located in Glastonbury, Connecticut. Frederick is registered as a RR (Registered Representative) and started their career in finance in 1966. Frederick has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, PC, Series 5 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Usafrederick William Spoor
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
60 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
BUELL SECURITIES CORP.
Contact Information
Main Address
200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033Mailing Address
200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033Phone Number
(860) 657-1700Established
Connecticut since 08/01/1977Firm Type
CorporationFiscal Year End
MayFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
5Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/22/2021)
(7/22/2021)
(7/22/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Dec 1982PC — AMEX Put and Call Exam
Passed Dec 1981Series 5 — Interest Rate Options Examination
Passed Dec 1981Series 1 — Registered Representative Examination
Passed Jul 1966SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Frederick William Spoor's CRS (Customer Relationship Summary).
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