Frederick W. Spoor
Professional summary
Frederick William Spoor, who also goes by Usafrederick William Spoor, is a registered financial professional currently at BUELL SECURITIES CORP. located in Glastonbury, Connecticut.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1966. Frederick has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, PC, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick William Spoor's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2021 - Present
BUELL SECURITIES CORP.
Office #1: 200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033July 27, 2010 - July 23, 2021
COBURN & MEREDITH, INC.
July 19, 2010 - July 23, 2021
COBURN & MEREDITH, INC.
July 21, 2006 - July 27, 2010
JANNEY MONTGOMERY SCOTT LLC
February 5, 2001 - July 27, 2010
JANNEY MONTGOMERY SCOTT LLC
July 27, 1994 - February 15, 2001
MORGAN STANLEY DW INC.
November 9, 1981 - July 7, 1994
PRUDENTIAL EQUITY GROUP, LLC
November 28, 1977 - November 22, 1982
BRUNS, NORDEMAN, REA & CO.
July 26, 1966 - December 16, 1977
PARRISH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2021)
(7/22/2021)
(7/22/2021)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 15
Date: 12/6/1982
Foreign Currency Options ExaminationPC
Date: 12/12/1981
AMEX Put and Call ExamSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 1
Date: 7/25/1966
Registered Representative ExaminationFINRA
Current Firm
BUELL SECURITIES CORP.
CRD#: 1342 / SEC#: , 8-22058
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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