James P. Pacholek

CMG WEALTH MANAGEMENT

Plano, TX 75093

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CRD#: 4324371

Professional summary

James Paul Pacholek, CFP®, who also goes by James P. Pacholek, James Paul Pacholek, James Pacholek, is a registered financial advisor currently at CMG WEALTH MANAGEMENT located in Plano, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Plano, Texas.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. James has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P. Pacholek | James Paul Pacholek | James Pacholek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIRST PENTECOSTAL CHURCH OF DALLAS, NOT INVESTMENT RELATED, WYLIE, TX. START: 10/3/16, PRESIDENT/PASTOR, 20 HOURS/MONTH, 0 DURING TRADING, ESTABLISHMENT OF CHURCH AND OVERSEEING THE GENERAL MANAGEMENT AND BUSINESS OF THE CHURCH. JPP GLOBAL HOLDINGS LLC, INV RELATED, SACHSE, TX, 100% OWNERSHIP, START 8/17/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, FINET PRACTICE. CMG GLOBAL HOLDINGS, LLC, INVT RELATED, PLANO, TX, START DATE 6/19/2018, 3 HRS PER MONTH, 0 HRS DURING TRADING, FINET OPERATIONS PRACTICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Pacholek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

April 28, 2020 - Present

CMG WEALTH MANAGEMENT

Office #1: 2500 Dallas Parkway, Suite 400, Plano, TX 75093

RIA

CRD#: 307513

Plano, TX

Current

March 15, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2500 Dallas Parkway Ste. 400, Plano, TX 75093

CRD#: 35747

Plano, TX

Past

September 20, 2018 - May 4, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

PLANO, TX

Past

September 20, 2018 - May 4, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PLANO, TX

Past

October 3, 2007 - September 20, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PLANO, TX

Past

October 3, 2007 - September 20, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PLANO, TX

Past

May 25, 2007 - July 5, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SOUTHLAKE, TX

Past

May 25, 2007 - July 5, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SOUTHLAKE, TX

Past

March 29, 2001 - June 12, 2007

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PLANO, TX

Past

December 20, 2000 - June 12, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CMG WEALTH MANAGEMENT

CMG GLOBAL HOLDINGS, LLC | COURSE MADE GOOD WEALTH MANAGEMENT | CMG WEALTH MANAGEMENT

CRD#: 307513 / SEC#: 801-118163

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/15/2021)

Arizona
(3/15/2021)

Arkansas
(3/15/2021)

IAR

California
(4/28/2020)

California
(3/15/2021)

IAR

Florida
(5/1/2020)

Florida
(3/15/2021)

IAR

Louisiana
(4/28/2020)

Louisiana
(3/15/2021)

Oklahoma
(3/15/2021)

IAR

Texas
(4/28/2020)

Texas
(3/15/2021)

Virginia
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/16/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/21/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CMG WEALTH MANAGEMENT

CMG GLOBAL HOLDINGS, LLC | COURSE MADE GOOD WEALTH MANAGEMENT | CMG WEALTH MANAGEMENT

CRD#: 307513 / SEC#: 801-118163

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

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Contact information

Main Address

2500 Dallas Parkway, Suite 400, Plano, TX 75093

Mailing Address

Phone number

(469) 729-7084

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE - CMG WEALTH MANAGEMENT (1/31/2025)

Regulatory assets under management

Total Number of Accounts	648
AUM (Assets Under Management)	$ 342,313,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Pacholek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Pacholek's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CMG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2001

Series 63

Date: 12/29/2000

SIE

Date: 10/1/2018

Series 31

Date: 9/16/2009

Series 7

Date: 9/21/2000

Series 24

Date: 3/29/2019

FINRA

Current Firm

CMG WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CMG WEALTH MANAGEMENT

TRUST BUT VERIFY

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