Charles E. Kimball

BLUEPRINT INVESTMENTS AND TAX PLANNING

Carmichael, CA 95608

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CRD#: 4323924

Professional summary

Charles Edwin Kimball, who also goes by Charlie Kimball, is a registered financial advisor currently at BLUEPRINT INVESTMENTS AND TAX PLANNING located in Carmichael, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Charles has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Kimball

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INTERLINK FINANCIAL GROUP, INC~NOT INVESTMENT RELATED~8300 FAIR OAKS BLVD~SUITE 302~CARMICHAEL~CA~95608~TAX PREPARATION/ACCOUNTING~TAX PREPARATION/ACCOUNTING~1/2006~160HRS~160HRS~PROVIDE BOOK KEEPING AND TAX PREPARATION SERVICES. (2) HADLEY, ESPINOSA & KIMBALL, EA'S; NOT INVESTMENT RELATED; 8300 FAIR OAKS BLVD., SUITE 202, CARMICHAEL, CA 95608; TAX RETURN PREPARATION & FILING, ACCOUNTING & BOOKKEEPING; OWNER SINCE 1/1/2015; 50 HOURS/MONTH; 4 HOURS DURING SECURITIES TRADING HOURS; CLIENT SERVICE & TAX RETURN PREPARATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edwin Kimball's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2019 - Present

BLUEPRINT INVESTMENTS AND TAX PLANNING

Office #1: 8300 Fair Oaks Blvd. Suite 202, Carmichael, CA 95608

RIA

CRD#: 291591

Carmichael, CA

Past

January 12, 2017 - October 5, 2019

BLUEPRINT WEALTH PARTNERS, LLC

RIA

CRD#: 168921

CARMICHAEL, CA

Past

October 26, 2009 - December 31, 2015

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Carmichael, CA

Past

August 9, 2006 - December 23, 2008

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

FAIR OAKS BLVD., CA

Past

March 14, 2005 - August 3, 2006

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

ORANGE, CA

Past

February 4, 2002 - March 14, 2005

EMPIRE SECURITIES CORPORATION

CRD#: 2826

EL SEGUNDO, CA

Past

January 12, 2001 - January 30, 2002

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/9/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/10/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUEPRINT INVESTMENTS AND TAX PLANNING

CRD#: 291591 / SEC#:

California

Registered Investment Advisory firm - (9/10/2018 Approved)

Michigan

Registered Investment Advisory firm - (12/21/2022 Terminated)

Nevada

Registered Investment Advisory firm - (2/12/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Incline Village, NV

Mailing Address

Phone number

(775) 298-1326

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 24,126,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles E. Kimball

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edwin Kimball's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUEPRINT INVESTMENTS AND TAX PLANNING

BLUEPRINT WEALTH PARTNERS, LLC

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

CROWN CAPITAL SECURITIES, L.P.

EMPIRE SECURITIES CORPORATION

CETERA FINANCIAL SPECIALISTS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/9/2001

SIE

Date: 12/31/2015

Series 6

Date: 1/10/2001

Current Firm

BLUEPRINT INVESTMENTS AND TAX PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUEPRINT INVESTMENTS AND TAX PLANNING

TRUST BUT VERIFY

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