CE
Christopher W. Eble
CITIZENS SECURITIES
Somerset, NJ 08873
Some features on this profile are disabled
CRD#: 4323788
CE
Professional summary
Christopher Walter Eble, CFP® is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Somerset, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FEDERAL EXPRESS POSITION: COURIER NATURE: PACKAGE/MAIL DELIVERY INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 5 START DATE: 11/05/2021 ADDRESS: 161 MEISTER AVE, BRANCHBURG NJ 08876, United States DESCRIPTION: DRIVING AS A COURIER DELIVERING PACKAGES
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Walter Eble's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Walter Eble's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 20, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 151 Pierce St Nj219, Somerset, NJ 08873RIA
BD
CRD#: 39550
Somerset, NJ
Current
January 20, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 151 Pierce St Nj219, Somerset, NJ 08873RIA
BD
CRD#: 39550
Somerset, NJ
Past
December 18, 2019 - January 20, 2022
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Basking Ridge, NJ
Past
December 16, 2019 - January 20, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Basking Ridge, NJ
Past
June 9, 2017 - January 6, 2020
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
Paramus, NJ
Past
June 8, 2017 - January 6, 2020
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Paramus, NJ
Past
March 25, 2017 - June 15, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ISELIN, NJ
Past
March 25, 2017 - June 15, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ISELIN, NJ
Past
December 18, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ISELIN, NJ
Past
December 18, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ISELIN, NJ
Past
November 30, 2010 - December 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CLIFTON, NJ
Past
November 30, 2010 - December 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CLIFTON, NJ
Past
January 20, 2006 - December 2, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
WHARTON, NJ
Past
January 20, 2006 - December 2, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
WHARTON, NJ
Past
March 31, 2005 - January 12, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BRIDGEWATER TOWNSHIP, NJ
Past
March 31, 2005 - January 12, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 9, 2004 - March 31, 2005
ESSEX NATIONAL SECURITIES, LLC
RIA
CRD#: 25454
WEST ORANGE, NJ
Past
March 9, 2004 - March 31, 2005
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
January 1, 2004 - March 8, 2004
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CRANBURY, NJ
Past
January 1, 2004 - March 8, 2004
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PITTSBURGH, PA
Past
September 11, 2003 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
DAYTON, NJ
Past
June 14, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
March 15, 2002 - May 13, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 23, 2001 - July 20, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 31, 2001 - March 22, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2022)
IAR
Alabama(1/20/2022)
RR
Alaska(1/20/2022)
IAR
Alaska(1/20/2022)
RR
Arizona(1/20/2022)
IAR
Arizona(1/27/2022)
RR
Arkansas(1/20/2022)
IAR
Arkansas(1/20/2022)
RR
California(1/20/2022)
IAR
California(1/20/2022)
RR
Colorado(1/20/2022)
IAR
Colorado(1/20/2022)
RR
Connecticut(1/20/2022)
IAR
Connecticut(1/20/2022)
RR
Delaware(1/20/2022)
IAR
Delaware(1/20/2022)
RR
District of Columbia(1/20/2022)
IAR
District of Columbia(4/12/2022)
RR
Florida(1/20/2022)
IAR
Florida(1/21/2022)
RR
Georgia(1/20/2022)
IAR
Georgia(1/21/2022)
RR
Hawaii(1/20/2022)
IAR
Hawaii(1/20/2022)
RR
Idaho(1/20/2022)
IAR
Idaho(1/20/2022)
RR
Illinois(1/20/2022)
IAR
Illinois(1/20/2022)
RR
Indiana(1/20/2022)
IAR
Indiana(1/20/2022)
RR
Iowa(1/20/2022)
IAR
Iowa(1/20/2022)
RR
Kansas(1/20/2022)
IAR
Kansas(1/20/2022)
RR
Kentucky(1/20/2022)
IAR
Kentucky(1/20/2022)
RR
Louisiana(1/20/2022)
IAR
Louisiana(1/20/2022)
RR
Maine(1/20/2022)
IAR
Maine(1/20/2022)
RR
Maryland(1/20/2022)
IAR
Maryland(1/20/2022)
RR
Massachusetts(1/20/2022)
RR
Michigan(1/20/2022)
IAR
Michigan(1/20/2022)
RR
Minnesota(1/20/2022)
IAR
Minnesota(1/20/2022)
RR
Mississippi(1/20/2022)
IAR
Mississippi(1/20/2022)
RR
Missouri(1/20/2022)
IAR
Missouri(1/20/2022)
RR
Montana(1/20/2022)
IAR
Montana(1/20/2022)
RR
Nebraska(1/20/2022)
IAR
Nebraska(1/26/2022)
RR
Nevada(1/20/2022)
IAR
Nevada(1/31/2022)
RR
New Hampshire(1/20/2022)
IAR
New Hampshire(1/20/2022)
RR
New Jersey(1/20/2022)
IAR
New Jersey(1/20/2022)
RR
New Mexico(1/20/2022)
IAR
New Mexico(1/21/2022)
RR
New York(1/20/2022)
IAR
New York(1/20/2022)
RR
North Carolina(1/20/2022)
IAR
North Carolina(1/20/2022)
RR
North Dakota(1/20/2022)
IAR
North Dakota(2/15/2022)
RR
Ohio(1/20/2022)
IAR
Ohio(1/20/2022)
RR
Oklahoma(1/20/2022)
IAR
Oklahoma(1/20/2022)
RR
Oregon(1/20/2022)
IAR
Oregon(1/20/2022)
RR
Pennsylvania(1/20/2022)
IAR
Pennsylvania(1/20/2022)
RR
Puerto Rico(1/20/2022)
IAR
Puerto Rico(1/20/2022)
RR
Rhode Island(1/20/2022)
IAR
Rhode Island(1/20/2022)
RR
South Carolina(1/20/2022)
IAR
South Carolina(1/20/2022)
RR
South Dakota(1/20/2022)
IAR
South Dakota(1/31/2022)
RR
Tennessee(5/12/2023)
RR
Texas(1/20/2022)
IAR
Texas(1/20/2022)
RR
Utah(1/20/2022)
IAR
Utah(1/26/2022)
RR
Vermont(1/20/2022)
IAR
Vermont(1/20/2022)
RR
Virginia(1/20/2022)
IAR
Virginia(1/20/2022)
RR
Washington(1/20/2022)
IAR
Washington(1/20/2022)
RR
West Virginia(1/20/2022)
IAR
West Virginia(1/21/2022)
RR
Wisconsin(1/20/2022)
IAR
Wisconsin(1/20/2022)
RR
Wyoming(1/20/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Somerset, NJ 08873TRUST BUT VERIFY
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