Victor G. Catalano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor George Catalano was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1969. Victor had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2017 - June 9, 2026
INVESTMARK ADVISORY GROUP LLC
October 21, 2004 - September 7, 2017
COMMONWEALTH FINANCIAL NETWORK
June 19, 1983 - February 13, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
November 14, 1972 - February 6, 1979
EGRET DISTRIBUTING COMPANY, INC.
March 15, 1972 - May 27, 1972
TOWER SQUARE SECURITIES, INC.
April 13, 1971 - February 2, 1973
OSAIC FS, INC.
September 22, 1969 - April 18, 1971
BOSTON MUTUAL SALES CORP.
Primary Firm SEC Registration
INVESTMARK ADVISORY GROUP LLC
CRD#: 121060 / SEC#: 801-76505
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/8/1968
Registered Representative ExaminationCurrent Firm
INVESTMARK ADVISORY GROUP LLC
CRD#: 121060 / SEC#: 801-76505
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,048 |
| AUM (Assets Under Management) | $ 929,666,878 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
