Victor G. Catalano

INVESTMARK ADVISORY GROUP LLC

Monroe, CT 06468

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CRD#: 43237

Professional summary

Victor George Catalano is a registered financial advisor currently at INVESTMARK ADVISORY GROUP LLC located in Monroe, Connecticut.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Victor has worked at 7 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor George Catalano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2017 - Present

INVESTMARK ADVISORY GROUP LLC

Office #1: 324 Elm Street 203b, Monroe, CT 06468

RIA

CRD#: 121060

Monroe, CT

Past

October 21, 2004 - September 7, 2017

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

MONROE, CT

Past

June 19, 1983 - February 13, 1991

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

November 14, 1972 - February 6, 1979

EGRET DISTRIBUTING COMPANY, INC.

CRD#: 1727

Past

March 15, 1972 - May 27, 1972

TOWER SQUARE SECURITIES, INC.

CRD#: 833

Past

April 13, 1971 - February 2, 1973

OSAIC FS, INC.

CRD#: 3870

Past

September 22, 1969 - April 18, 1971

BOSTON MUTUAL SALES CORP.

CRD#: 1278

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMARK ADVISORY GROUP LLC

INVESTMARK ADVISORY GROUP LLC | INVESTMARK ADVISORY SERVICES, INC.

CRD#: 121060 / SEC#: 801-76505

RIA

Registered Investment Advisory firm - (4/23/2012 Approved)

Connecticut

Registered Investment Advisory firm - (5/8/2012 Terminated)

Florida

Registered Investment Advisory firm - (5/8/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/8/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (5/7/2012 Terminated)

New York

Registered Investment Advisory firm - (5/8/2012 Terminated)

Texas

Registered Investment Advisory firm - (5/8/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 8/8/1968

Registered Representative Examination

Current Firm

INVESTMARK ADVISORY GROUP LLC

INVESTMARK ADVISORY GROUP LLC | INVESTMARK ADVISORY SERVICES, INC.

CRD#: 121060 / SEC#: 801-76505

RIA

Registered Investment Advisory firm - (4/23/2012 Approved)

Connecticut

Registered Investment Advisory firm - (5/8/2012 Terminated)

Florida

Registered Investment Advisory firm - (5/8/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/8/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (5/7/2012 Terminated)

New York

Registered Investment Advisory firm - (5/8/2012 Terminated)

Texas

Registered Investment Advisory firm - (5/8/2012 Terminated)

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Contact information

Main Address

3 Enterprise Drive Fourth Floor, Shelton, CT 06484

Mailing Address

Phone number

(203) 953-3777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMARK ADVISORY WRAP PROGRAM (3/20/2025)

INVESTMARK ADVISORY GROUP PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	1,863
AUM (Assets Under Management)	$ 812,207,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Victor G. Catalano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor George Catalano's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMARK ADVISORY GROUP LLC

COMMONWEALTH FINANCIAL NETWORK

AETNA LIFE INSURANCE AND ANNUITY COMPANY

EGRET DISTRIBUTING COMPANY, INC.

TOWER SQUARE SECURITIES, INC.

OSAIC FS, INC.

BOSTON MUTUAL SALES CORP.

Primary Firm SEC Registration

INVESTMARK ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 1

Date: 8/8/1968

Current Firm

INVESTMARK ADVISORY GROUP LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMARK ADVISORY GROUP LLC

TRUST BUT VERIFY

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