Alberto Jimenez Crespo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto Jimenez Crespo, who also goes by Alberto Jimenez, Alberto Carlos Jimenez Crespo, was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 2001. Alberto had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2018 - August 19, 2024
ARISTOTLE CAPITAL MANAGEMENT, LLC
October 6, 2009 - July 3, 2012
TRADEWINDS GLOBAL INVESTORS, LLC
January 24, 2005 - April 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 2003 - April 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 2001 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,169 |
| AUM (Assets Under Management) | $ 43,543,321,650 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
