Helen H. Huang

SVL INVESTMENT MANAGEMENT

ARTESIA, CA 90701

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CRD#: 4323390

Professional summary

Helen Hsingwen Huang, who also goes by Helen Hsingwen Wei, is a registered financial advisor currently at SVL INVESTMENT MANAGEMENT located in Artesia, California.

Helen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Helen has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Helen Hsingwen Wei

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

H HUANG & CO CPAS, LLP Partner/General Partner~10/2024~160hrs~0hrs~Manager FOUNTAIN BUSINESS GROUP LLC; SINGLE MEMBER; INVESTMENT IN REAL ESTATE PROPERTIES; 40 HOURS PER MONTH WITH SOME DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Helen Hsingwen Huang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2025 - Present

SVL INVESTMENT MANAGEMENT

Office #1: 18403 Pioneer Blvd Suite #206, Artesia, CA 90701

RIA

CRD#: 135098

ARTESIA, CA

Past

May 29, 2001 - June 4, 2021

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Artesia, CA

Past

January 12, 2001 - May 4, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/10/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SVL INVESTMENT MANAGEMENT

SVL HOLDING CORPORATION | SVL INVESTMENT MANAGEMENT

CRD#: 135098 / SEC#: 801-67395

RIA

Registered Investment Advisory firm - (7/19/2012 Terminated)

California

Registered Investment Advisory firm - (4/30/2012 Approved)

Texas

Registered Investment Advisory firm - (3/9/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1620 N. Placentia Ave. Suite 100, Placentia, CA 92870

Mailing Address

Phone number

(714) 986-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 31,527,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Helen H. Huang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Helen Hsingwen Huang's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVL INVESTMENT MANAGEMENT

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/2001

SIE

Date: 10/1/2018

Series 6

Date: 1/10/2001

Current Firm

SVL INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SVL INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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