Tara A. Roman
Professional summary
Tara Anne Roman, who also goes by Tara Ann Roman, Tara Anne Rondano, is a registered financial advisor currently at BISON INVESTMENT ADVISORS, LLC located in The Woodlands, Texas.
Tara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Tara has worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tara Anne Roman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2015 - Present
BISON INVESTMENT ADVISORS, LLC
Office #1: 10055 Grogans Mill Suite 120, The Woodlands, TX 77380January 9, 2015 - February 10, 2015
AXIOM CAPITAL MANAGEMENT, INC.
March 3, 2009 - January 31, 2013
SUNBELT SECURITIES, INC.
August 13, 2008 - December 31, 2008
USF SECURITIES, L.P.
Primary Firm SEC Registration
BISON INVESTMENT ADVISORS, LLC
CRD#: 149775 / SEC#: 801-133931
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/3/2015)
Exams
Current Firm
BISON INVESTMENT ADVISORS, LLC
CRD#: 149775 / SEC#: 801-133931
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 304 |
| AUM (Assets Under Management) | $ 140,113,679 |
Red Flags
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Company Information
BISON INVESTMENT ADVISORS, LLC
CRD#: 149775The Woodlands, TX 77380TRUST BUT VERIFY
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