Joel C. Robideaux

SUMMIT FINANCIAL WEALTH ADVISORS

Lafayette, LA 70503

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CRD#: 4323336

Professional summary

Joel C Robideaux, who also goes by Joel Craig Robideaux, is a registered financial advisor currently at SUMMIT FINANCIAL WEALTH ADVISORS located in Lafayette, Louisiana.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joel has worked at 4 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joel Craig Robideaux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBL Enterprises, LLC, 702 Picard Rd, Lafayette, 705086; Managing Member, owned 100% by me and my wife. Own and manage residential rental property. Provide consulting and accounting services related to governmental affairs. DBL Consulting 02 Picard Rd, Lafayette, 705086; Managing Member, owned 100% provides consulting and accounting services related to government affiars.. 20 hours per month on this activity. In operation since 2000. Spend approximately 20 hours per month, none during trading hours. In March 2021, Mr. Robideaux was appointed as a member of the Louisiana Tax Institute where his duties are to review and recommend application of new tax laws for the State of Louisiana. His duties do not create a conflict of interest to his provision of advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel C Robideaux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2020 - Present

SUMMIT FINANCIAL WEALTH ADVISORS

Office #1: 1021 E. St. Mary Blvd., Lafayette, LA 70503

RIA

CRD#: 171278

Lafayette, LA

Past

May 31, 2003 - December 19, 2005

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

September 10, 2001 - May 21, 2003

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

December 19, 2000 - October 8, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT FINANCIAL WEALTH ADVISORS

SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC

CRD#: 171278 / SEC#: 801-79686

RIA

Registered Investment Advisory firm - (5/21/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 12/18/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUMMIT FINANCIAL WEALTH ADVISORS

SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC

CRD#: 171278 / SEC#: 801-79686

RIA

Registered Investment Advisory firm - (5/21/2014 Approved)

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Contact information

Main Address

1021 E. St. Mary Blvd., Lafayette, LA 70503

Mailing Address

P O Box 53007, Lafayette, LA 70505

Phone number

(337) 232-1141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT FINANCIAL WEALTH ADVISORS DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,620
AUM (Assets Under Management)	$ 1,421,450,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel C. Robideaux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel C Robideaux's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT FINANCIAL WEALTH ADVISORS

OSAIC FS, INC.

IFG NETWORK SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

SUMMIT FINANCIAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2020

Series 6

Date: 12/18/2000

Current Firm

SUMMIT FINANCIAL WEALTH ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT FINANCIAL WEALTH ADVISORS

TRUST BUT VERIFY

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