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Michael Joseph Becker

CRD# 4323217·Registered 2001 - 2008
Barred: Michael Joseph Becker was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Joseph Becker was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2001 - 2008. Michael had worked at 4 firms and has passed the Series 63, Series 55, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

AMERICA'S CHOICE EQUITIES LLC·CRD# 135272
BD
Hauppauge, NY
February 26, 2008 - November 7, 2008
ITRADEDIRECT.COM CORP·CRD# 18281
BD
Hauppauge, NY
August 1, 2006 - March 19, 2007
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Holbrook, NY
May 25, 2004 - June 1, 2006
WIN CAPITAL CORP.·CRD# 36172
BD
Bayville, NY
January 16, 2001 - September 10, 2003

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Current Firm

AC
AMERICA'S CHOICE EQUITIES LLC

AMERICA'S CHOICE EQUITIES LLC

CRD#: 135272 / SEC#: 8-66904
BD
Terminated by SEC on 01/25/2014

Contact Information

Established

Florida since 03/07/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICA'S CHOICE HOLDING LLCOWNER—
OBRIEN, GREGORY SPENCERSENIOR VP OF SALES3154314
PRINCIPE, RALPH ANTHONYCEO/CCO2901636
SCOREY-VOGT, ANNA LEIGHFINANCIAL OPERATIONS PRINCIPAL6061184

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2001About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2001

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2001About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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