Michael J. Becker
Professional summary
Michael Joseph Becker was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Michael had worked at 4 firms, which includes AMERICA'S CHOICE EQUITIES LLC, ITRADEDIRECT.COM CORP, J.P. TURNER & COMPANY L.L.C., WIN CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2008 - November 7, 2008
AMERICA'S CHOICE EQUITIES LLC
August 1, 2006 - March 19, 2007
ITRADEDIRECT.COM CORP
May 25, 2004 - June 1, 2006
J.P. TURNER & COMPANY, L.L.C.
January 16, 2001 - September 10, 2003
WIN CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
AMERICA'S CHOICE EQUITIES LLC
CRD#: 135272 / SEC#: , 8-66904
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
