Paul J. Clark
Professional summary
Paul J Clark, who also goes by Paul J Clark, is a registered financial professional currently at PNC WEALTH MANAGEMENT LLC located in Akron, Ohio.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul J Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 3557 S. Arlington Road, Akron, OH 44312March 25, 2015 - November 20, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 25, 2015 - October 24, 2025
MUTUAL OF AMERICA SECURITIES LLC
May 18, 2012 - April 1, 2015
FIFTH THIRD SECURITIES, INC.
May 16, 2012 - April 1, 2015
FIFTH THIRD SECURITIES, INC.
November 13, 2009 - February 29, 2012
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - February 29, 2012
PNC WEALTH MANAGEMENT LLC
October 6, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
October 3, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
July 18, 2006 - September 17, 2008
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - September 17, 2008
CHASE INVESTMENT SERVICES CORP.
January 25, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
December 17, 2004 - January 27, 2005
PRUCO SECURITIES, LLC.
July 22, 2003 - August 11, 2004
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2025)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
