GH
Gregory P. Hubbard
PARK AVENUE SECURITIES LLC
ROCKAWAY, NJ 07866
Some features on this profile are disabled
CRD#: 4322989
GH
Professional summary
Gregory P Hubbard, who also goes by Greg Petersen Hubbard, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Rockaway, New Jersey.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Gregory has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Petersen Hubbard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance product sales outside of Guardian-insurance products from companies other than Guardian are recommended to clients,
Start: 10/06/2010,
Address: 100 Enterprise Drive, Suite 203A, Rockaway, NJ 07866,
30 business hours per month, 30 during securities trading hours,
Greater than 10% annual compensation,
Investment related,
2) Planning Alliance Consulting, LLC (ValMax Consulting, LLC), Fee based consulting for business and estates,
Start: 11/21/2016,
Address: 100 Enterprise Drive, Suite 203A, Rockaway, NJ 07866,
10 total business hours per month, 10 during securities trading hours,
Less than 10% annual compensation,
Not investment related,
3) Power of Attorney-wife
Start: 07/02/2021,
Address: 32 Crescent Drive Whippany, NJ 07981,
0 total hours per month,
No annual compensation,
Not investment related,
4) Castlebridge Financial LLC,
Start: 03/07/2025,
Address: 32 Crescent Drive Whippany, NJ 07981,
1 total hour per month, 0 during securities trading hours,
Not Investment Related,
No Annual Compensation,
5) Lucid Trading Group, LLC-passive investor and have no input or activities in the day to day operations
Start: 03/17/2025,
Address: 405 King George Road Unit 211 Basking Ridge, NJ 07920,
0 total hour per month,
Investment Related,
No Annual Compensation
CRS (Client Relationship Summary) - RIA
Click below to view Gregory P Hubbard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory P Hubbard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2008 - Present
PARK AVENUE SECURITIES LLC
Office #1: 100 Enterprise Drive Suite 203a, Rockaway, NJ 07866Office #2: 50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677RIA
BD
CRD#: 46173
ROCKAWAY, NJ
Current
October 18, 2004 - Present
PARK AVENUE SECURITIES LLC
Office #1: 100 Enterprise Drive Suite 203a, Rockaway, NJ 07866Office #2: 50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677RIA
BD
CRD#: 46173
ROCKAWAY, NJ
Past
October 16, 2002 - October 5, 2004
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Past
March 11, 2002 - September 20, 2002
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
VIENNA, VA
Past
May 23, 2001 - September 20, 2002
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
January 26, 2001 - May 9, 2001
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/24/2023)
RR
California(6/17/2010)
IAR
California(4/6/2023)
RR
Colorado(6/16/2023)
IAR
Colorado(5/20/2024)
RR
Connecticut(8/8/2024)
IAR
Connecticut(8/8/2024)
RR
Delaware(9/24/2021)
IAR
Delaware(3/22/2022)
RR
Florida(2/15/2006)
IAR
Florida(1/20/2015)
RR
Georgia(4/13/2021)
IAR
Georgia(4/14/2021)
RR
Indiana(5/18/2022)
RR
Maryland(10/18/2004)
IAR
Maryland(10/29/2008)
RR
Massachusetts(5/21/2025)
RR
Montana(10/13/2022)
IAR
Montana(10/13/2022)
RR
Nevada(4/10/2024)
IAR
Nevada(4/11/2024)
RR
New Hampshire(7/16/2024)
RR
New Jersey(10/18/2004)
IAR
New Jersey(10/29/2008)
RR
New York(10/17/2005)
IAR
New York(4/16/2021)
RR
North Carolina(2/6/2018)
IAR
North Carolina(2/7/2018)
RR
Ohio(7/11/2025)
IAR
Ohio(7/14/2025)
RR
Pennsylvania(1/4/2016)
IAR
Pennsylvania(1/6/2016)
RR
South Carolina(6/2/2025)
IAR
South Carolina(6/2/2025)
RR
Virginia(10/18/2004)
IAR
Virginia(3/10/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
