SL

Scott W. Lytle

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS
Boston, MA 02210
Some features on this profile are disabled
CRD#: 4322778
SL

Professional summary


Scott Warren Lytle is a registered financial professional currently at COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 9 firms and has passed the Series 66, Series 31, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Scott Warren Lytle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 23, 2026 - Present

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

Office #1: 290 Congress Street, Boston, MA 02210
BD
CRD#: 840
Boston, MA
Past

April 22, 2025 - February 23, 2026

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA
Past

November 25, 2013 - March 28, 2025

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
SAN FRANCISCO, CA
Past

August 4, 2011 - November 22, 2013

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO
Past

September 23, 2010 - July 26, 2011

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
BOSTON, MA
Past

December 16, 2009 - September 8, 2010

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

March 8, 2006 - September 8, 2010

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

March 8, 2006 - September 8, 2010

IVY DISTRIBUTORS, INC.

BD
CRD#: 16496
OVERLAND PARK, KS
Past

October 3, 2002 - January 24, 2006

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
ROCKVILLE, MD
Past

January 30, 2001 - August 22, 2002

GW & WADE ASSET MANAGEMENT COMPANY, LLC

BD
CRD#: 25745
WELLESLEY, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(3/23/2026)
RR
Arizona
(3/23/2026)
RR
California
(3/23/2026)
RR
Colorado
(3/23/2026)
RR
Hawaii
(3/23/2026)
RR
Idaho
(3/23/2026)
RR
Kansas
(3/23/2026)
RR
Minnesota
(3/23/2026)
RR
Missouri
(3/23/2026)
RR
Montana
(3/23/2026)
RR
Nevada
(3/23/2026)
RR
New Mexico
(3/23/2026)
RR
New York
(3/23/2026)
RR
North Dakota
(3/23/2026)
RR
Oregon
(3/23/2026)
RR
South Dakota
(3/23/2026)
RR
Texas
(3/23/2026)
RR
Utah
(3/23/2026)
RR
Washington
(3/23/2026)
RR
Wisconsin
(3/23/2026)
RR
Wyoming
(3/23/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/2/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 3/4/2022
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CM
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. | SELIGMAN MARKETING, INC. | SELIGMAN DISTRIBUTORS, INC. | SELIGMAN ADVISORS, INC. | RIVERSOURCE FUND DISTRIBUTORS, INC. | J & W SELIGMAN & CO. MARKETING, INC.

CRD#: 840 / SEC#: , 8-25845

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
290 Congress Street Bx 29 20661, Boston, MA 02210
Phone number
(617) 385-9565
Established
Delaware since 04/20/1978
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
J. & W. SELIGMAN & CO. INCORPORATEDSOLE STOCKHOLDER
BUFF, STEPHEN ODONNELLVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER2143366
BUMPUS, JAMES FREDERICKDIRECTOR, VICE PRESIDENT, AND HEAD OF INTERMEDIARY MARKETS1928724
DEFAO, MICHAEL EVICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY2687755
MATTOX, MICHAEL SCOTTCHIEF FINANCIAL OFFICER4383501
TRUSCOTT, WILLIAM FREDERICKCHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER2416857
ZEITOUN, MARC CLAUDEDIRECTOR, VICE PRESIDENT AND HEAD OF NORTH AMERICA PRODUCT2639942

Disclosures


Civil Event1

Red Flags


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Company Information


COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840Boston, MA 02210

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