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SB

Scott T. Bass

BENGUR BRYAN & CO.
Baltimore, MD 21202
Some features on this profile are disabled
CRD#: 4322680
SB

Professional summary

Scott Tilghman Bass is a registered financial professional currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Tilghman Bass's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2014 - Present

BENGUR BRYAN & CO., INC.

Office #1: 509 South Exeter Street Suite 210, Baltimore, MD 21202
BD
CRD#: 36290
Baltimore, MD
Past

November 12, 2009 - March 25, 2014

NC SECURITIES, LLC

BD
CRD#: 141074
EASTON, MD
Past

July 1, 2009 - September 8, 2009

ENGLAND SECURITIES, LLC

BD
CRD#: 129932
WASHINGTON, DC
Past

September 4, 2008 - May 14, 2009

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

October 18, 2001 - August 26, 2008

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(1/20/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/23/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/24/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BB
BENGUR BRYAN & CO., INC.
BENGUR BRYAN & CO., INC.

CRD#: 36290 / SEC#: , 8-47072

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
509 South Exeter Street Suite 210, Baltimore, MD 21202
Mailing Address
509 South Exeter Street Suite 210, Baltimore, MD 21202
Phone number
(443) 573-3030
Established
Maryland since 06/02/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BRYAN, CHARLES ALANCHIEF COMPLIANCE OFFICER1587605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BENGUR BRYAN & CO., INC.

CRD#: 36290Baltimore, MD 21202

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