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YK

Young S. Kim

ANACAPA FINANCIAL
Montrose, CA
Some features on this profile are disabled
CRD#: 4322485
YK

Professional summary

Young Suh Kim, who also goes by Young Kim, is a registered financial advisor currently at ANACAPA FINANCIAL, LLC located in Montrose, California.

Young is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Young has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Young Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Farmers Insurance; yes; 17919 Gale Ave #205, City of Industry, CA 91748; insurance sales; licensed producer; 08/2025; 40 hours per month; +/- 10 during trading hours per month; insurance sales. Fixed Life Insurance Sales with Financial Independence Group, 19520 W. Catawba Ave., Suite 200, Cornelius, NC 28031. +/- 10 hours during Trading hours per month. Insurance Sales. Royal Construction Group; no; 1522 Howard Access Rd Unit A, Upland, CA 91786; construction; business consultant/project manager; 08/2022; 80 hours per month; +/- 10 hours during trading hours per month; business development.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Young Suh Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2025 - Present

ANACAPA FINANCIAL, LLC

RIA
CRD#: 305365
Montrose, CA
Past

May 25, 2023 - October 31, 2024

ALDEN INVESTMENT GROUP

RIA
CRD#: 317077
Montrose, CA
Past

May 25, 2023 - October 31, 2024

J. ALDEN ASSOCIATES, INC.

BD
CRD#: 40002
WAYNE, PA
Past

August 3, 2021 - February 22, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Los Angeles, CA
Past

August 2, 2021 - February 22, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Los Angeles, CA
Past

November 4, 2016 - August 2, 2021

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
Los Angeles, CA
Past

November 3, 2016 - August 2, 2021

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
Los Angeles, CA
Past

August 9, 2013 - November 1, 2016

WESCOM FINANCIAL SERVICES

RIA
CRD#: 125650
PASADENA, CA
Past

December 3, 2012 - November 1, 2016

WESCOM FINANCIAL SERVICES

BD
CRD#: 125650
PASADENA, CA
Past

November 21, 2011 - September 6, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOS ANGELES, CA
Past

October 21, 2011 - September 6, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOS ANGELES, CA
Past

September 1, 2004 - March 12, 2008

WESCOM FINANCIAL SERVICES

BD
CRD#: 125650
SHERMAN OAKS, CA
Past

May 20, 2003 - September 1, 2004

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

November 9, 2001 - October 16, 2002

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/27/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/18/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/26/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/8/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AF
ANACAPA FINANCIAL, LLC
ANACAPA FINANCIAL, LLC

CRD#: 305365 / SEC#:

California
Registered Investment Advisory firm - (10/28/2019 Approved)
Texas
Registered Investment Advisory firm - (5/23/2023 Conditional Restricted)
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Contact information

Main Address
1363 Donlon Street #5, Ventura, CA 93003
Mailing Address
Phone number
(805) 715-3536
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts429
AUM (Assets Under Management)$ 56,713,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANACAPA FINANCIAL, LLC

CRD#: 305365Montrose, CA

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