Aaron P. Sipherd

SIPHERD WEALTH MANAGEMENT

Lincoln, NE 68510

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CRD#: 4322439

Professional summary

Aaron Philip Sipherd, CFP® is a registered financial advisor currently at SIPHERD WEALTH MANAGEMENT, LLC located in Lincoln, Nebraska.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Aaron has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SIPHERD & ASSOCIATES, P.C. (CPA FIRM) - PRESIDENT/CERTIFIED PUBLIC ACCOUNTANT, 8055 O STREET, SUITE 207, LINCOLN, NE 68510 (2) SIPHERD FAMILY GROUP, LLC - MANAGING MEMBER - NON-INVESTMENT RELATED ACTIVITY - 8055 O STREET, SUITE 207, LINCOLN, NEBRASKA. BUSINESS VENTURE INVESTMENTS, STARTED NOVEMBER 16, 2009. CURRENTLY, THIS LLC HAS NO BUSINESS ACTIVITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Philip Sipherd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

July 17, 2009 - Present

SIPHERD WEALTH MANAGEMENT, LLC

Office #1: 8055 O Street Suite 207, Lincoln, NE 68510

RIA

CRD#: 150011

Lincoln, NE

Past

March 7, 2001 - July 17, 2009

SII INVESTMENTS, INC.

RIA

CRD#: 2225

LINCOLN, NE

Past

January 1, 2001 - July 17, 2009

SII INVESTMENTS, INC.

CRD#: 2225

LINCOLN, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(7/17/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/2000

General Securities Representative Examination

Current Firm

SIPHERD WEALTH MANAGEMENT, LLC

NAME 907 | SIPHERD WEALTH MANAGEMENT, LLC

CRD#: 150011 / SEC#: 801-70150

RIA

Registered Investment Advisory firm - (5/20/2010 Terminated)

Nebraska

Registered Investment Advisory firm - (5/18/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8055 O Street Suite 207, Lincoln, NE 68510

Mailing Address

Phone number

(402) 488-5656

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron P. Sipherd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Philip Sipherd's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIPHERD WEALTH MANAGEMENT, LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/1999

Series 7

Date: 12/22/2000

Current Firm

SIPHERD WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

SIPHERD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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