Heather M. Wonderly

ALDRICH WEALTH LP

Lake Oswego, OR 97035

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CRD#: 4322015

Professional summary

Heather M.k. Wonderly, AIF®, who also goes by Heather Marie Kottek, Heather M Wonderly, Heather M.k. Wonderly Mrs., Heather Wonderly, is a registered financial advisor currently at ALDRICH WEALTH LP located in Lake Oswego, Oregon.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Heather has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Marie Kottek | Heather M Wonderly | Heather M.k. Wonderly Mrs. | Heather Wonderly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AKT SERVICES LLP; 680 HAWTHORNE AVE SE #140 SALEM, OR 97301; HOLDING COMPANY; PRINCIPAL; 2018; 0 HOURS/MONTH; DUTIES: N/A

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather M.k. Wonderly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 23, 2008 - Present

ALDRICH WEALTH LP

Office #1: 5665 Sw Meadows Rd Suite 200, Lake Oswego, OR 97035

RIA

CRD#: 147200

Lake Oswego, OR

Past

March 10, 2005 - July 9, 2008

AKT WEALTH ADVISORS, LP

RIA

CRD#: 108769

LAKE OSWEGO, OR

Past

August 12, 2002 - February 11, 2005

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

SCAPPOOSE, OR

Past

August 12, 2002 - February 11, 2005

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SEATTLE, WA

Past

February 27, 2001 - July 31, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDRICH WEALTH LP

AKT WEALTH ADVISORS, LP | ALDRICH WEALTH, LIMITED PARTNERSHIP | ALDRICH WEALTH LP

CRD#: 147200 / SEC#: 801-69190

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/15/2021)

IAR

Oregon
(6/23/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/20/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/26/2001

General Securities Representative Examination

Current Firm

ALDRICH WEALTH LP

AKT WEALTH ADVISORS, LP | ALDRICH WEALTH, LIMITED PARTNERSHIP | ALDRICH WEALTH LP

CRD#: 147200 / SEC#: 801-69190

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

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Contact information

Main Address

5665 Sw Meadows Rd Suite 200, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 620-5329

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALDRICH WEALTH FORM ADV 2A_2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,435
AUM (Assets Under Management)	$ 6,466,230,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather M. Wonderly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather M.k. Wonderly's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDRICH WEALTH LP

AKT WEALTH ADVISORS, LP

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALDRICH WEALTH LP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/20/2001

Series 7

Date: 2/26/2001

Current Firm

ALDRICH WEALTH LP

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDRICH WEALTH LP

TRUST BUT VERIFY

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