Brendan J. Mcpoyle

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Havertown, PA

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CRD#: 4322013

Professional summary

Brendan John Mcpoyle, CFP®, who also goes by Brendan John Mcpoyle Sr, is a registered financial advisor currently at PRINCETON GLOBAL ASSET MANAGEMENT LLC located in Havertown, Pennsylvania.

Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brendan has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendan John Mcpoyle Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MerCap Securities, LLC - Registered Representative �- Investment Related -� Start Date � 11/2017 -� Providing brokerage services to clients 3. Insurance Companies �- Insurance Agent -� Non �investment related �- Selling fixed, variable, general insurance policies 2. PRINCETON GLOBAL ASSET MANAGEMENT, LLC 17 HULFISH STREET, SUITE 240, PRINCETON, NJ 08542 609-945-1781. EMAIL: BRENDAN.MCPOYLE@PGAM-LLC.COM. BUSINESS IS AN LLC. NATURE OF BUSINESS: FINANCIAL SERVICES. INVESTMENT RELATED: YES. TITLE/POSITION: PARTNER AND WEALTH MANAGER. DUTIES OF POSITION: INVESTMENT MANAGEMENT AND FINANCIAL PLANNING. APPROX # HRS PER MONTH: 40. NUMBER OF HRS DURING SECURITIES TRADING HRS: 40. DATE ACTIVITY STARTED: 06/07/2019. FINANCIAL INTEREST: NO. COMPENSATION: K1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan John Mcpoyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

June 10, 2019 - Present

PRINCETON GLOBAL ASSET MANAGEMENT LLC

RIA

CRD#: 146644

Havertown, PA

Past

February 9, 2018 - June 12, 2019

AFFINITY WEALTH MANAGEMENT LLC

RIA

CRD#: 290735

WILMINGTON, DE

Past

November 30, 2017 - September 1, 2020

MERCAP SECURITIES, LLC

CRD#: 156607

ATLANTA, GA

Past

October 4, 2013 - November 30, 2017

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

February 5, 2009 - October 3, 2013

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

WILMINGTON, DE

Past

May 2, 2006 - February 9, 2018

AFFINITY WEALTH MANAGEMENT LLC

RIA

CRD#: 105840

WILMINGTON, DE

Past

April 25, 2006 - October 3, 2013

CENTAURUS FINANCIAL, INC.

CRD#: 30833

WILMINGTON, DE

Past

October 24, 2003 - April 21, 2006

TD AMERITRADE, INC.

RIA

CRD#: 7870

KING OF PRUSSIA, PA

Past

July 2, 2003 - April 21, 2006

TD AMERITRADE, INC.

CRD#: 7870

KING OF PRUSSIA, PA

Past

March 12, 2002 - May 6, 2003

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

February 5, 2001 - November 20, 2001

SAL EQUITY TRADING, GP

CRD#: 29337

BALA CYNWYD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD#: 146644 / SEC#: 801-71305

RIA

Registered Investment Advisory firm - (4/9/2010 Approved)

Texas

Registered Investment Advisory firm - (4/22/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/28/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/10/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/2/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/1/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/18/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD#: 146644 / SEC#: 801-71305

RIA

Registered Investment Advisory firm - (4/9/2010 Approved)

Texas

Registered Investment Advisory firm - (4/22/2010 Terminated)

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Contact information

Main Address

17 Hulfish Street Suite 240, Princeton, NJ 08542

Mailing Address

Phone number

(609) 945-1781

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCETON GLOBAL ASSET MANAGEMENT, LLC FORM ADV PART 2A: FIRM BROCHURE (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 782,787,247

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brendan J. Mcpoyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan John Mcpoyle's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFFINITY WEALTH MANAGEMENT LLC

MERCAP SECURITIES, LLC

REALTA EQUITIES, INC.

CENTAURUS FINANCIAL, INC.

AFFINITY WEALTH MANAGEMENT LLC

CENTAURUS FINANCIAL, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

SAL EQUITY TRADING, GP

Primary Firm SEC Registration

PRINCETON GLOBAL ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2003

Series 63

Date: 8/28/2002

SIE

Date: 10/1/2018

Series 55

Date: 10/10/2001

Series 7

Date: 2/2/2001

Series 10

Date: 3/1/2006

Series 9

Date: 2/18/2005

Current Firm

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRINCETON GLOBAL ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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