JV
James H. Varing
WESTLAKE CAPITAL
Westlake Village, CA 91361
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CRD#: 4321797
JV
Professional summary
James Henry Varing is a registered financial advisor currently at WESTLAKE CAPITAL INC located in Westlake Village, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Henry Varing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2011 - Present
WESTLAKE CAPITAL INC
Office #1: 1800 Bridgegate Street Ste 106, Westlake Village, CA 91361RIA
CRD#: 105473
Westlake Village, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/17/2011)
Exams
Current Firm
WC
WESTLAKE CAPITAL INC
WESTLAKE CAPITAL INC
CRD#: 105473 / SEC#: 801-15011
RIA
Registered Investment Advisory firm - (5/26/2011 Terminated)California
Registered Investment Advisory firm - (5/17/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1800 Bridgegate Street Ste 106, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 497-3390
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 44,649,101 |
Red Flags
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Company Information
WESTLAKE CAPITAL INC
CRD#: 105473Westlake Village, CA 91361TRUST BUT VERIFY
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