AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TM

Teresa L. Mitchell

SIGNATURE FINANCIAL SERVICES, LTD
ALTAMONT, IL 62411
Some features on this profile are disabled
CRD#: 4321331
TM

Professional summary

Teresa Lynn Mitchell, CFP®, who also goes by Teresa Lynn Henley, Teresa Lynn Leberman, is a registered financial advisor currently at SIGNATURE FINANCIAL SERVICES, LTD located in Altamont, Illinois and FIRST HEARTLAND CAPITAL, INC. located in Altamont, Illinois.

Teresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Teresa has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Teresa Lynn Henley | Teresa Lynn Leberman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Lynn Mitchell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

April 1, 2002 - Present

SIGNATURE FINANCIAL SERVICES, LTD

Office #1: 703 South Main Street, Altamont, IL 62411
RIA
CRD#: 123729
ALTAMONT, IL
Current

September 6, 2001 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 703 South Main, Altamont, IL 62411
BD
CRD#: 32460
Altamont, IL
Past

January 19, 2001 - September 18, 2001

MARQUIS FINANCIAL SERVICES, INC.

BD
CRD#: 20733
TARZANA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIGNATURE FINANCIAL SERVICES, LTD
SIGNATURE FINANCIAL SERVICES, LTD | SIGNATURE FINANCIAL SERVICES,LTD

CRD#: 123729 / SEC#: 801-64258

RIA
Registered Investment Advisory firm - (5/27/2005 Approved)
Texas
Registered Investment Advisory firm - (8/31/2005 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/9/2015)
RR
Illinois
(9/6/2001)
IAR
Illinois
(4/1/2002)
RR
North Carolina
(11/21/2023)
RR
Tennessee
(7/11/2019)
RR
Texas
(6/7/2022)
IAR
Texas
(1/23/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/16/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/18/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/18/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SIGNATURE FINANCIAL SERVICES, LTD
SIGNATURE FINANCIAL SERVICES, LTD | SIGNATURE FINANCIAL SERVICES,LTD

CRD#: 123729 / SEC#: 801-64258

RIA
Registered Investment Advisory firm - (5/27/2005 Approved)
Texas
Registered Investment Advisory firm - (8/31/2005 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
855 East Golf Road, Suite 2128, Arlington Heights, IL 60005
Mailing Address
Phone number
(847) 545-8070
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/5/2025)
BROCHURE FOR ALL CLIENTS (3/5/2025)

Regulatory assets under management

Total Number of Accounts475
AUM (Assets Under Management)$ 227,070,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNATURE FINANCIAL SERVICES, LTD

CRD#: 123729Altamont, IL 62411

TRUST BUT VERIFY

Monitor Teresa Mitchell

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Darren Dindinger
Darren DindingerAdvisorCheck Check Mark
ALLWORTH FINANCIAL, L.P.
IAR
RR
Orting, WA
Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
TD
Trystan DowneyAdvisorCheck Check Mark
CERITY PARTNERS LLC
IAR
LOUISVILLE, KY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.