Engelbert J. Gal

INVESTMENT NETWORK

CANTON, OH 44718

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CRD#: 4321297

Professional summary

Engelbert James Gal is a registered financial advisor currently at INVESTMENT NETWORK, INC. located in Canton, Ohio.

Engelbert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Engelbert has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIRST MERIT BANK AS A NETWORKING TECHNICIAN - SALARY BASED. OUTSIDE MARKETING & CONSULTING ON NETWORK DEPLOYMENT AND COMPUTER APPLICATIONS ON A FEE BASIS. OUTSIDE SALES FOR INSURANCE PRODUCTS ON A COMMISSION BASIS - NOT INVESTMENTS PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Engelbert James Gal's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Engelbert James Gal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2015 - Present

INVESTMENT NETWORK, INC.

Office #1: 4639 Whipple Ave Nw, Canton, OH 44718

RIA

CRD#: 127724

CANTON, OH

Current

March 1, 2006 - Present

INVESTMENT NETWORK, INC.

Office #1: 4639 Whipple Ave Nw, Canton, OH 44718

RIA

CRD#: 127724

CANTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(3/2/2006)

IAR

Ohio
(4/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 4/13/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 2/28/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: , 8-66036

Ohio

Registered Investment Advisory firm - SEC (4/17/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ARNOLD, GARY LEE	SHAREHOLDER	852859
ARNOLD, GARY LEE	CHIEF COMPLIANCE OFFICER	852859
ARNOLD, GARY LEE	CFO/FINOPS	852859

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Engelbert J. Gal

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Engelbert James Gal's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Engelbert James Gal's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT NETWORK, INC.

INVESTMENT NETWORK, INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 4/13/2015

SIE

Passed: 10/1/2018

Series 7

Passed: 2/28/2006

FINRA

Current Firm

INVESTMENT NETWORK, INC.

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESTMENT NETWORK, INC.

TRUST BUT VERIFY

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