Dwight K. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dwight Keith Robinson was a registered financial professional .
Dwight is a previously registered financial professional and started their career in finance in 2000. Dwight had worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 86, Series 87, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - May 3, 2021
PEP ADVISORY LLC
March 24, 2014 - December 8, 2014
MLV & CO. LLC
August 23, 2012 - November 5, 2013
ESPOSITO SECURITIES, LLC
December 15, 2000 - June 26, 2012
PRITCHARD CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/20/2024
Operations Professional ExaminationSeries 57TO
Date: 3/20/2024
Securities Trader ExamSeries 55
Date: 2/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
PEP ADVISORY LLC
CRD#: 166636 / SEC#: , 8-69224
Contact information
FINRA licenses (25 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
