Martha Douvogiannis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Douvogiannis, who also goes by Martha Douvos, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 2001. Martha had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2024 - July 22, 2025
IFM (US) SECURITIES, LLC
March 31, 2023 - January 25, 2024
SCHRODER FUND ADVISORS LLC
June 25, 2021 - October 4, 2021
AMUNDI DISTRIBUTOR US, INC.
April 8, 2008 - August 14, 2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
August 18, 2004 - April 12, 2007
CITIGROUP GLOBAL MARKETS INC.
July 18, 2001 - January 27, 2003
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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