Robert B. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Burr Rogers, who also goes by Bob Rogers, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2016 - December 19, 2017
EMPOWER ADVISORY GROUP, LLC
July 12, 2014 - September 26, 2017
EMPOWER FINANCIAL SERVICES, INC.
November 16, 2009 - July 11, 2014
MSI FINANCIAL SERVICES, INC.
November 9, 2009 - July 11, 2014
MSI FINANCIAL SERVICES, INC.
January 26, 2004 - November 16, 2009
VALIC FINANCIAL ADVISORS, INC.
December 20, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
December 20, 2000 - November 16, 2009
VALIC FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
