Kenneth A. Shigley

TAYMOR CAPITAL

GLEN ALLEN, VA

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CRD#: 4320624

Professional summary

Kenneth Adam Shigley, who also goes by Adam Shigley, is a registered financial advisor currently at TAYMOR CAPITAL, LLC located in Glen Allen, Virginia.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kenneth has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Shigley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Adam Shigley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2015 - Present

TAYMOR CAPITAL, LLC

RIA

CRD#: 281265

GLEN ALLEN, VA

Past

March 19, 2014 - August 7, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RICHMOND, VA

Past

February 12, 2014 - August 7, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

March 8, 2011 - February 18, 2014

HAYDEN HARPER WEALTH ADVISORY, LLC

RIA

CRD#: 152091

RICHMOND, VA

Past

January 6, 2005 - March 7, 2011

EDMUNDS WHITE PARTNERS LLC

RIA

CRD#: 126843

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/18/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/11/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2014

General Securities Representative Examination

Current Firm

TAYMOR CAPITAL, LLC

SHIGLEY, KENNETH ADAM | TAYMOR CAPITAL, LLC

CRD#: 281265 / SEC#:

Kentucky

Registered Investment Advisory firm - (12/6/2016 Terminated)

Virginia

Registered Investment Advisory firm - (8/26/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2449 Gold Leaf Cir, Henrico, VA 23233

Mailing Address

Phone number

(804) 869-7808

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 27,148,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth A. Shigley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Adam Shigley's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYMOR CAPITAL, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

HAYDEN HARPER WEALTH ADVISORY, LLC

EDMUNDS WHITE PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/2014

Series 65

Date: 10/11/2004

SIE

Date: 8/7/2015

Series 7

Date: 3/19/2014

Current Firm

TAYMOR CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAYMOR CAPITAL, LLC

TRUST BUT VERIFY

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