Kenneth A. Shigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Adam Shigley, who also goes by Adam Shigley, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2005. Kenneth had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2015 - March 13, 2026
TAYMOR CAPITAL, LLC
March 19, 2014 - August 7, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 12, 2014 - August 7, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 8, 2011 - February 18, 2014
HAYDEN HARPER WEALTH ADVISORY, LLC
January 6, 2005 - March 7, 2011
EDMUNDS WHITE PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYMOR CAPITAL, LLC
CRD#: 281265 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 31,279,788 |
Red Flags
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