John B. Onufreiczuk

SCHWAB WEALTH ADVISORY

Westlake, TX 76262-8104

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CRD#: 4320440

Professional summary

John Boris Onufreiczuk, who also goes by John B Onufreiczuk, John Boris Onufreiczuk, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Westlake, Texas and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 16 firms and has passed the Series 66, Series 63, Series 6TO, Series 79TO, SIE, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John B Onufreiczuk | John Boris Onufreiczuk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TIDE IN TEXAS POSITION: President of the alumni chapter NATURE: Promote The University of Alabama and connect alumni in North Texas via social events. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 224 Paul Bryant Dr, Tuscaloosa AL 35401, United States DESCRIPTION: President of local alumni chapter

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Boris Onufreiczuk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 3000 Schwab Way, Westlake, TX 76262-8104

RIA

CRD#: 159035

Westlake, TX

Current

September 17, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 3000 Schwab Way, Westlake, TX 76262

RIA

CRD#: 5393

Westlake, TX

Past

June 12, 2023 - August 20, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

Frisco, TX

Past

June 12, 2023 - August 20, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

Frisco, TX

Past

November 23, 2022 - May 25, 2023

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

July 30, 2021 - September 8, 2022

BALEFIRE, LLC

RIA

CRD#: 168733

DALLAS, TX

Past

July 12, 2021 - July 12, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALLAS, TX

Past

July 12, 2021 - June 10, 2022

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

December 6, 2012 - June 1, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PLANO, TX

Past

December 6, 2012 - June 1, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PLANO, TX

Past

January 12, 2012 - November 23, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LEWISVILLE, TX

Past

May 5, 2010 - November 23, 2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

December 1, 2009 - April 27, 2010

MILKIE/FERGUSON INVESTMENTS, INC.

RIA

CRD#: 17606

DALLAS, TX

Past

December 1, 2009 - April 27, 2010

MILKIE/FERGUSON INVESTMENTS, INC.

CRD#: 17606

DALLAS, TX

Past

June 1, 2009 - December 1, 2009

MORGAN STANLEY

RIA

CRD#: 149777

DALLAS, TX

Past

June 1, 2009 - December 1, 2009

MORGAN STANLEY

CRD#: 149777

DALLAS, TX

Past

August 21, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

DALLAS, TX

Past

August 21, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

DALLAS, TX

Past

June 14, 2007 - August 26, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

DALLAS, TX

Past

February 16, 2005 - June 5, 2007

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

November 18, 2003 - February 7, 2005

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

May 2, 2003 - November 19, 2003

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

April 29, 2002 - August 23, 2002

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

March 22, 2001 - April 24, 2002

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/25/2025)

Alaska
(9/25/2025)

Arizona
(9/25/2025)

Arkansas
(9/25/2025)

California
(9/25/2025)

Colorado
(9/25/2025)

Connecticut
(9/25/2025)

Delaware
(9/25/2025)

District of Columbia
(9/25/2025)

Florida
(9/25/2025)

Georgia
(9/25/2025)

Hawaii
(9/25/2025)

Idaho
(9/25/2025)

Illinois
(9/25/2025)

Indiana
(9/25/2025)

Iowa
(9/25/2025)

Kansas
(9/25/2025)

Kentucky
(9/25/2025)

Louisiana
(9/25/2025)

Maine
(9/25/2025)

Maryland
(9/25/2025)

Massachusetts
(9/25/2025)

Michigan
(9/25/2025)

Minnesota
(9/25/2025)

Mississippi
(9/25/2025)

Missouri
(9/25/2025)

Montana
(9/25/2025)

Nebraska
(9/25/2025)

Nevada
(9/25/2025)

New Hampshire
(9/25/2025)

New Jersey
(9/25/2025)

New Mexico
(9/25/2025)

New York
(9/25/2025)

North Carolina
(9/25/2025)

North Dakota
(9/25/2025)

Ohio
(9/25/2025)

Oklahoma
(9/25/2025)

Oregon
(9/25/2025)

Pennsylvania
(9/25/2025)

Puerto Rico
(9/25/2025)

Rhode Island
(9/25/2025)

South Carolina
(9/25/2025)

South Dakota
(9/25/2025)

Tennessee
(9/25/2025)

Texas
(9/17/2025)

IAR

Texas
(9/17/2025)

Utah
(9/25/2025)

Vermont
(9/25/2025)

Virgin Islands
(9/25/2025)

Virginia
(9/25/2025)

Washington
(9/25/2025)

West Virginia
(9/25/2025)

Wisconsin
(9/25/2025)

Wyoming
(9/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/29/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/21/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 9/6/2019

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/19/2019

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2006

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John B. Onufreiczuk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Boris Onufreiczuk's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

EMPOWER FINANCIAL SERVICES, INC.

BALEFIRE, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MILKIE/FERGUSON INVESTMENTS, INC.

MILKIE/FERGUSON INVESTMENTS, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

1ST GLOBAL CAPITAL CORP.

AMERIPRISE ADVISOR SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

PRINCIPAL SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2006

Series 63

Date: 4/4/2001

Series 6TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 9/29/2008

Series 7

Date: 3/21/2001

Series 9

Date: 9/6/2019

Series 10

Date: 8/19/2019

Series 24

Date: 8/1/2006

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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