David P. Zabela
Professional summary
David Paul Zabela, who also goes by David Paul Zabela, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Moon Township, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 9 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Zabela's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Paul Zabela's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 931 Brodhead Road, Moon Township, PA 15108January 16, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 931 Brodhead Road, Moon Township, PA 15108October 15, 2020 - September 7, 2023
FORT PITT CAPITAL GROUP, LLC
July 18, 2019 - October 5, 2020
KEY INVESTMENT SERVICES LLC
February 27, 2018 - November 27, 2018
TD AMERITRADE, INC.
February 26, 2018 - November 27, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - November 27, 2018
TD AMERITRADE, INC.
January 25, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
August 3, 2015 - February 26, 2018
SCOTTRADE, INC.
January 13, 2012 - October 16, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 13, 2012 - July 2, 2015
TD AMERITRADE, INC.
January 13, 2012 - July 2, 2015
TD AMERITRADE, INC.
September 27, 2007 - October 28, 2011
STRATEGIC ADVISERS LLC
March 22, 2001 - October 27, 2011
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2025)
(1/16/2024)
(10/8/2024)
(10/8/2024)
Exams
Series 7TO
Date: 1/16/2024
General Securities Representative ExaminationFINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
