Daniel W. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Walter Scott was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2001. Daniel had worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2022 - October 7, 2022
ICR CAPITAL LLC
June 19, 2019 - October 21, 2020
CLARKSONS SECURITIES, INC
April 18, 2016 - June 19, 2019
MKM PARTNERS LLC
May 17, 2013 - January 29, 2016
COWEN AND COMPANY
March 5, 2008 - June 3, 2013
COWEN SECURITIES LLC
April 5, 2001 - February 20, 2008
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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