Brian E. Chiappinelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Edward Chiappinelli was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2021 - December 22, 2021
GROWTH CAPITAL SERVICES, INC.
March 13, 2019 - January 13, 2022
GROWTH CAPITAL SERVICES, INC.
July 15, 2015 - December 31, 2017
QUASAR DISTRIBUTORS, LLC
June 24, 2014 - March 4, 2015
DWS DISTRIBUTORS, INC.
December 12, 2006 - June 6, 2011
FRANKLIN DISTRIBUTORS, LLC
June 5, 2001 - December 14, 2005
GE INVESTMENT DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2024
General Securities Representative ExaminationCurrent Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
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