Gail C. Mannix
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Carolyn Mannix was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 2001. Gail had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2018 - January 12, 2021
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
August 9, 2001 - July 27, 2009
MATRIX CAPITAL GROUP, INC.
January 24, 2001 - March 21, 2001
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
CRD#: 22408 / SEC#: , 8-39706
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RENAISSANCE PARTNERSHIP, LTD. | LIMITED PARTNER | |
| GRUMP HOLDINGS, LTD. | LIMITED PARTNER | |
| INTERCONTINENTAL ASSET MANAGEMENT CORPORATION | GENERAL PARTNER | |
| KAUTH, JOHN LEO III | CEO/CCO | 1648865 |
| KORNGOLD, ISIDORO | CHAIRMAN | 1836913 |
| KORNGOLD, KENNETH MARCK | INTERNATIONAL DIRECTOR | 2491887 |
| LAROSA, ALFREDO | EXECUTIVE VICE PRESIDENT | 2232087 |
| LUTZ, CHARLES DAY III | PRESIDENT | 4956635 |
| OROSCO, JERRY OROSCO | VICE PRESIDENT | 3255937 |
| OYERVIDES, MARISSA | VICE PRESIDENT | 6064303 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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