Paul A. Rahn
Professional summary
Paul A. Rahn is a registered financial professional currently at BENEDETTO, GARTLAND & COMPANY, INC. located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2001. Paul has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul A. Rahn's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2001 - Present
BENEDETTO, GARTLAND & COMPANY, INC.
Office #1: 1180 Avenue Of The Americas 16th Floor, New York, NY 10036Office #2: 48 Barrow Street Suite 1, New York, NY 10014State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/12/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BENEDETTO, GARTLAND & COMPANY, INC.
CRD#: 24083 / SEC#: , 8-40919
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
