Lawrence M. Stavitski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Michael Stavitski Jr, who also goes by Lawrence M Stavitski, Lawrence Michael Stavitski Jr, Lawrence Stavitski, Lawrence Michael Stavitski, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2001. Lawrence had worked at 9 firms and has passed the Series 63, Series 52TO, Series 6TO, Series 82TO, Series 22TO, Series 57TO, Series 99TO, SIE, Series 87, Series 86, Series 55, Series 7, Series 14, Series 26, Series 39 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2025 - November 12, 2025
CLEAR STREET LLC
April 12, 2021 - October 25, 2024
WELLS FARGO SECURITIES, LLC
December 7, 2018 - May 3, 2019
J.P. MORGAN SECURITIES LLC
May 22, 2014 - October 17, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 3, 2011 - March 25, 2014
SIDOTI & COMPANY, LLC
April 25, 2008 - May 21, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 28, 2003 - April 28, 2008
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
May 24, 2002 - March 27, 2003
HEARTLAND SECURITIES CORP.
February 26, 2001 - May 23, 2002
TAFFERER TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/3/2001
Limited Representative-Equity Trader ExamCurrent Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
