Thorsten (. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thorsten (nmn) Schmidt was a registered financial professional .
Thorsten is a previously registered financial professional and started their career in finance in 2002. Thorsten had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2020 - December 31, 2021
THOR ADVISORS LLC
October 8, 2010 - January 27, 2011
HAP TRADING, LLC
January 17, 2003 - June 30, 2005
LYNCH, JONES & RYAN LLC
January 17, 2003 - June 1, 2006
INSTINET, LLC
January 17, 2003 - October 19, 2007
INSTINET, LLC
May 14, 2002 - December 15, 2005
INET ATS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THOR ADVISORS LLC
CRD#: 292657 / SEC#: 801-113210
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 4/11/2018 |
Red Flags
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