Frank D. Cantone
Professional summary
Frank Dino Cantone, who also goes by Frank D Cantone, is a registered financial advisor currently at MARK GILLAM ENTERPRISES located in Fair Oaks, California.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Frank has worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Dino Cantone's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2017 - Present
MARK GILLAM ENTERPRISES
Office #1: 8008 Sacramento Street, Fair Oaks, CA 95628June 15, 2010 - March 4, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
MARK GILLAM ENTERPRISES
CRD#: 108632 / SEC#: 801-60067
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/27/2017)
Exams
Current Firm
MARK GILLAM ENTERPRISES
CRD#: 108632 / SEC#: 801-60067
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 500 |
| AUM (Assets Under Management) | $ 200,702,779 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/28/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
MARK GILLAM ENTERPRISES
CRD#: 108632Fair Oaks, CA 95628TRUST BUT VERIFY
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