Joseph J. Fergus
Professional summary
Joseph J Fergus is a registered financial professional currently at OCM INVESTMENTS, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph J Fergus's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2006 - Present
OCM INVESTMENTS, LLC
Office #1: 1301 Avenue Of The Americas 34th Floor, New York, NY 10019December 2, 2004 - October 16, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
April 16, 2001 - October 16, 2006
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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