John L. Farrell
Professional summary
John Lawrence Farrell, CIMA®, who also goes by John Lawrence Farrel, John Farrell, is a registered financial advisor currently at GREENWICH FINANCIAL ADVISORS, LLC located in Millsboro, Delaware.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Lawrence Farrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2010 - Present
GREENWICH FINANCIAL ADVISORS, LLC
Office #2: 32157 Ivory Gull Way, Millsboro, DE 19966November 4, 2009 - December 31, 2010
PACIFIC WEST FINANCIAL CONSULTANTS INC
October 30, 2009 - December 31, 2010
PACIFIC WEST SECURITIES, INC.
February 25, 2009 - November 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
December 5, 2008 - November 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
March 13, 2007 - June 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2001 - March 7, 2007
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
December 11, 2000 - April 2, 2001
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/23/2010)
(7/23/2020)
(10/13/2021)
Exams
Current Firm
GREENWICH FINANCIAL ADVISORS, LLC
CRD#: 155618 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 34,707,000 |
Red Flags
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