MC
Manuel A. Carbahal
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC
DAVIS, CA 95616-1273
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CRD#: 4319110
MC
Professional summary
Manuel Alan Carbahal, who also goes by Manuel A Carbahal, is a registered financial advisor currently at CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC located in Davis, California.
Manuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Manuel has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Manuel A Carbahal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Final Ledger, LLC Start Date: 01/01/2025, located in Davis CA. Mr. Carbahal is a Managing Member that will be tax preparation and client meetings. Not investment related. Time spent will be approx. 50% of Mr. Carbahal's time will be devoted to Final Ledger business activities. *************************************************************************************** KENNEDY PLACE 2 LLC RENTAL REAL ESTATE MEMBER LESS THAN 1% TIME SPENT **************** KENNEDY PLACE 3 LLC REAL ESTATE RENTAL MEMBER LESS THAN 1% TIME SPENT **************** SOUTHSIDE PROPERTIES, INC INVESTMENT PRES. LESS THAN 1% TIME SPENT **************** CARBAHAL & CO, ANNUAL ACCUM CO INVESTMENT PARTNER LESS THAN 1% TIME SPENT **************** CARBAHAL & COMPANY, AAC ACCOUNTANCY VP 35% TIME SPENT **************** TRUSTEE - SERVE AS TRUSTEE TO CPA PRACTICE CLIENTS SINCE 1/1/1990
CRS (Client Relationship Summary) - RIA
Click below to view Manuel Alan Carbahal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2010 - Present
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC
Office #1: 1107 Kennedy Place Suite 3, Davis, CA 95616-1273RIA
CRD#: 151765
DAVIS, CA
Past
January 23, 2009 - June 30, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DAVIS, CA
Past
January 30, 2001 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
DAVIS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC
CRD#: 151765 / SEC#: 801-118793
RIA
Registered Investment Advisory firm - (5/26/2020 Approved)California
Registered Investment Advisory firm - (7/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/27/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CO
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC
CRD#: 151765 / SEC#: 801-118793
RIA
Registered Investment Advisory firm - (5/26/2020 Approved)California
Registered Investment Advisory firm - (7/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1107 Kennedy Place Suite 3, Davis, CA 95616-1273
Mailing Address
Phone number
(530) 758-4921
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 547 |
| AUM (Assets Under Management) | $ 212,823,161 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
