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FU

Franco A. Uccelli

BULLTICK
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4318988
FU

Professional summary

Franco A Uccelli, who also goes by Franco A. Uccelli, is a registered financial professional currently at BULLTICK, LLC located in Miami, Florida.

Franco is registered as a RR (Registered Representative) and started their career in finance in 2001. Franco has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Franco A. Uccelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Franco A Uccelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2023 - Present

BULLTICK, LLC

Office #1: 333 Se 2nd Ave. Ste 3950, Miami, FL 33131
BD
CRD#: 104005
Miami, FL
Past

October 1, 2008 - August 13, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Miami, FL
Past

June 2, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
MIAMI, FL
Past

May 17, 2001 - June 2, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/28/2023)
RR
Texas
(8/28/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BL
BULLTICK, LLC
BULLTICK LLC | BULLTICK, LLC

CRD#: 104005 / SEC#: , 8-52493

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
333 Se 2nd Ave. Ste 3950, Miami, FL 33131
Mailing Address
333 Se 2nd Ave. Ste 3950, Miami, FL 33131
Phone number
(305) 533-1541
Established
Delaware since 02/18/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BULLTICK CAPITAL MARKETS HOLDINGS, LLCOWNER
BANUELOS CAAMANO, HUMBERTOCHIEF EXECUTIVE OFFICER5156168
EGUILIOR, GENEMARIE BIERLEYCHIEF COMPLIANCE OFFICER2309541
HERRERA, WILLIAM ALBERTPRINCIPAL OPERATIONS OFFICER2153052
HERRERA, WILLIAM ALBERTCFO/FINOP2153052

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BULLTICK, LLC

CRD#: 104005Miami, FL 33131

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