Susan Reavis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Reavis, who also goes by Susan Reavis Crook, Susan Reavis Mabry, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2000. Susan had worked at 3 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2013 - September 10, 2015
LAMON & STERN, INC.
April 17, 2003 - May 13, 2006
CITIGROUP GLOBAL MARKETS INC.
January 2, 2002 - May 13, 2006
CITIGROUP GLOBAL MARKETS INC.
December 22, 2000 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAMON & STERN, INC.
CRD#: 10839 / SEC#: , 8-28694
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
