SS
Shkira Singh
TRANSAMERICA FINANCIAL ADVISORS
Pasadena, CA 91104
Some features on this profile are disabled
CRD#: 4318894
SS
Professional summary
Shkira Singh, who also goes by Shkira Malik, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Pasadena, California.
Shkira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Shkira has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shkira Malik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc RENTAL PROPERTY POSITION: owner of the house NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/20/2023 ADDRESS: 16133 ventura blvd 7, encino CA 91436, UnitedStates DESCRIPTION: picking up rental check making sure property is ok DOTERRA OILS POSITION: customer NATURE: customer INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2017 ADDRESS: 16133 ventura blvd 7, encino CA 91436, United States DESCRIPTION: none TRANSFORMATION INSIDE OUT POSITION: CEO NATURE: none investment related INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: 16133 ventura blvd 7, encino CA 91436, United States DESCRIPTION: none just used for buyout THE VIRTUITY EDGE POSITION: Author/Speaker NATURE: Author/Speaker INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2019 ADDRESS: 16133 ventura blvd 7, encino CA 91436, United States DESCRIPTION: Author/Speaker NOT ANOTHER BROKE ATHLETE POSITION: author/speaker NATURE: author/speaker INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2017 ADDRESS: 16133 ventura blvd 7, encino CA 91436, United States DESCRIPTION: author/speaker THE LITTLE BLACK BOOK OF FITNESS POSITION: Author/Speaker NATURE: Author/Speaker INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2017 ADDRESS: 16133 ventura blvd 7, encino CA 91436, United States DESCRIPTION: Author/Speaker EMPOWER BUSINESS EVERYWHERE POSITION: Author/Speaker NATURE: Author/Speaker INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2015 ADDRESS: 16133 ventura blvd 7, encino CA 91436, United States DESCRIPTION: Author/Speaker
CRS (Client Relationship Summary) - RIA
Click below to view Shkira Singh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shkira Singh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2023 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1460 North Lake Ave. Ste 104, Pasadena, CA 91104RIA
BD
CRD#: 16164
Pasadena, CA
Current
February 28, 2023 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1460 North Lake Ave. Ste 104, Pasadena, CA 91104RIA
BD
CRD#: 16164
Pasadena, CA
Past
September 14, 2020 - February 2, 2022
SUPREME ALLIANCE LLC
RIA
CRD#: 45348
Encino, CA
Past
September 14, 2020 - February 2, 2022
SUPREME ALLIANCE LLC
BD
CRD#: 45348
CHARLOTTE, NC
Past
April 17, 2018 - September 20, 2018
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
ALHAMBRA, CA
Past
April 16, 2018 - September 20, 2018
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
ALHAMBRA, CA
Past
April 28, 2016 - March 29, 2018
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Alhambra, CA
Past
November 5, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Alhambra, CA
Past
November 4, 2015 - March 29, 2018
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Alhambra, CA
Past
August 13, 2013 - December 4, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALHAMBRA, CA
Past
August 9, 2013 - December 4, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
ALHAMBRA, CA
Past
April 15, 2008 - August 15, 2013
U.S. BANCORP ADVISORS, LLC
RIA
CRD#: 14455
LOS ANGELES, CA
Past
January 8, 2008 - August 15, 2013
U.S. BANCORP ADVISORS, LLC
BD
CRD#: 14455
LOS ANGELES, CA
Past
September 8, 2006 - December 18, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
OXNARD, CA
Past
April 16, 2001 - June 23, 2006
WAMU INVESTMENTS, INC.
BD
CRD#: 599
CANOGA PARK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/1/2023)
IAR
California(3/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
